| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited | Rep | 就證券提供意見 | 2023-02-02 | - |
| Rep | 證券交易 | 2023-02-02 | - | |
| Quam Securities Limited | Rep | 證券交易 | 2010-11-25 | 2022-08-25 |
| Rep | 就證券提供意見 | 2010-02-09 | 2022-08-25 | |
| Henyep Capital Management Limited | Rep | 就證券提供意見 | 2006-01-13 | 2010-01-25 |
| HENYEP SECURITIES LIMITED | Rep | 證券交易 | 2005-09-30 | 2005-12-31 |