Personnel Hong Kong SFC License Details (ID 93015)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Planetree Futures Limited	RO	期貨合約交易	2023-03-22	2024-04-22
Planetree Securities Limited	RO	證券交易	2023-03-22	2024-04-22
Planetree Futures Limited	Rep	期貨合約交易	2023-02-01	2023-03-22
Planetree Securities Limited	Rep	證券交易	2023-02-01	2023-03-22
Nerico Brothers Limited (HK)	RO	期貨合約交易	2017-11-02	2022-05-05
	RO	證券交易	2017-11-02	2022-05-05
	Rep	期貨合約交易	2017-09-13	2017-11-02
	Rep	證券交易	2017-09-13	2017-11-02
CHINA FINANCE HOLDINGS LIMITED	RO	證券交易	2015-06-04	2016-11-04
Finet Securities Limited	RO	期貨合約交易	2015-06-04	2016-11-04
	RO	證券交易	2015-06-04	2016-11-04
CHINA FINANCE HOLDINGS LIMITED	Rep	證券交易	2015-05-26	2015-06-04
Finet Securities Limited	Rep	期貨合約交易	2015-05-26	2015-06-04
	Rep	證券交易	2015-05-26	2015-06-04
SHUANGYING SECURITIES LIMITED	RO	期貨合約交易	2014-08-07	2015-05-15
	RO	證券交易	2014-08-07	2015-05-15
	Rep	期貨合約交易	2014-07-25	2014-08-07
	Rep	證券交易	2014-07-25	2014-08-07
Quam Securities Limited	Rep	期貨合約交易	2004-10-21	2014-07-19
QUAM FUTURES LIMITED	Rep	期貨合約交易	2004-04-16	2006-01-31
Quam Securities Limited	Rep	證券交易	2004-04-16	2014-07-19
KARL-THOMSON COMMODITIES COMPANY LIMITED	Rep	期貨合約交易	2003-10-22	2004-03-31
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	證券交易	2003-10-22	2004-03-31
ASG BROKERAGE LIMITED	Rep	就機構融資提供意見	-	2003-09-04
	Rep	就證券提供意見	-	2003-09-04
	Rep	提供資產管理	-	2003-09-04
	Rep	證券交易	-	2003-10-22
ASG FUTURES LIMITED	Rep	就期貨合約提供意見	-	2003-09-04
	Rep	提供資產管理	-	2003-09-04
	Rep	期貨合約交易	-	2003-10-22