| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Canfield Securities Company Limited | RO | 提供資產管理 | 2022-06-24 | - |
| RO | 證券交易 | 2022-06-24 | - | |
| Rep | 就證券提供意見 | 2021-11-17 | - | |
| Rep | 提供資產管理 | 2021-11-17 | 2022-06-24 | |
| Rep | 證券交易 | 2021-10-27 | 2022-06-24 | |
| China Securities (International) Brokerage Company Limited | Rep | 期貨合約交易 | 2019-10-23 | 2021-10-07 |
| Rep | 證券交易 | 2019-10-23 | 2021-10-07 | |
| Quam Securities Limited | Rep | 提供資產管理 | 2011-02-28 | 2019-08-09 |
| Rep | 期貨合約交易 | 2008-08-14 | 2019-08-09 | |
| Rep | 證券交易 | 2008-08-14 | 2019-08-09 |
已採集記錄中暫無金管局登記。