| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YF SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2014-08-29 | 2023-09-19 |
| Quam Securities Limited | Rep | 就證券提供意見 | 2011-08-22 | 2012-06-01 |
| Rep | 證券交易 | 2011-08-11 | 2012-06-01 | |
| YF SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2010-01-13 | 2011-06-17 |
| SBI China Capital Commodities Limited | Rep | 期貨合約交易 | 2007-01-10 | 2007-08-02 |
| SBI China Capital Securities Limited | Rep | 證券交易 | 2007-01-10 | 2007-08-02 |