| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2011-11-23 | 2012-02-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-11-23 | 2012-02-01 |
| Quam Securities Limited | Rep | 期貨合約交易 | 2011-04-29 | 2011-11-16 |
| Rep | 證券交易 | 2011-04-29 | 2011-11-16 | |
| KINGSTON SECURITIES LIMITED | Rep | 證券交易 | 2010-10-25 | 2011-04-22 |