| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 就證券提供意見 | 2010-06-08 | 2015-01-21 |
| Henyep Capital Management Limited | Rep | 就證券提供意見 | 2006-04-28 | 2008-11-02 |
| RO | 就證券提供意見 | 2005-12-20 | 2006-04-28 | |
| HENYEP SECURITIES LIMITED | Rep | 證券交易 | 2005-06-24 | 2005-12-20 |
| iBest Consultants Limited | Rep | 就機構融資提供意見 | - | 2003-08-28 |
| Rep | 就證券提供意見 | - | 2005-04-07 | |
| Rep | 提供資產管理 | - | 2005-04-07 |