Personnel Hong Kong SFC License Details (ID 93063)

Personnel Hong Kong SFC License Details (ID 93063)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	提供資產管理	2022-07-15	2024-05-20
	Rep	證券交易	2022-07-15	2024-05-20
GF Securities (Hong Kong) Brokerage Limited	Rep	證券交易	2014-06-03	2020-08-31
Quam Securities Limited	Rep	證券交易	2010-02-17	2014-05-10
ENLIGHTEN SECURITIES LIMITED	Rep	證券交易	2008-09-23	2009-10-08
GENERALI INVESTMENTS ASIA LIMITED	Rep	就期貨合約提供意見	2008-03-14	2008-04-23
	Rep	就證券提供意見	2008-03-14	2008-04-23
	Rep	提供資產管理	2008-03-14	2008-04-23
Rifa Securities Limited	Rep	證券交易	2007-11-21	2007-12-17
CAIIS Limited	Rep	就證券提供意見	2007-06-05	2007-08-28
	Rep	證券交易	2007-06-05	2007-08-28
KGI WEALTH MANAGEMENT LIMITED	Rep	證券交易	2004-12-18	2006-03-29
SHUN LOONG FOREX COMPANY LIMITED	Rep	槓桿式外匯交易	2004-08-30	2004-09-23
SHUN LOONG FUTURES LIMITED	Rep	期貨合約交易	2004-08-30	2004-09-23
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	證券交易	2004-08-30	2004-09-23