| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA SKY SECURITIES LIMITED | Rep | 證券交易 | 2018-01-12 | 2024-07-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2013-11-19 | 2015-01-01 |
| Success Securities Limited | Rep | 證券交易 | 2012-07-18 | 2013-11-08 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-09-22 | 2012-07-01 |
| Quam Securities Limited | Rep | 證券交易 | 2010-12-21 | 2011-09-13 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-01-11 | 2010-12-18 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就機構融資提供意見 | - | 2004-07-19 |
| Rep | 就證券提供意見 | - | 2004-07-19 | |
| Rep | 提供資產管理 | - | 2004-07-19 | |
| Rep | 提供自動化交易服務 | - | 2004-07-19 | |
| Rep | 證券交易 | - | 2007-12-31 |