| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wanhai Securities (HK) Limited | Rep | 證券交易 | 2016-04-13 | 2018-03-28 |
| Quam Securities Limited | Rep | 期貨合約交易 | 2004-12-16 | 2016-04-09 |
| QUAM FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2004-12-13 |
| Rep | 提供資產管理 | - | 2004-12-13 | |
| Rep | 期貨合約交易 | - | 2006-01-31 | |
| Quam Securities Limited | Rep | 就機構融資提供意見 | - | 2004-10-15 |
| Rep | 提供資產管理 | - | 2004-10-15 | |
| Rep | 就證券提供意見 | - | 2004-12-13 | |
| Rep | 證券交易 | - | 2016-04-09 |