| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 期貨合約交易 | 2007-04-30 | 2016-04-07 |
| Rep | 證券交易 | 2007-04-30 | 2016-04-07 | |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 期貨合約交易 | 2003-10-28 | 2007-04-20 |
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2003-10-28 | 2007-04-20 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | - | 2003-10-21 |
| Rep | 提供資產管理 | - | 2003-10-21 | |
| Rep | 期貨合約交易 | - | 2003-10-21 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2003-10-21 |
| Rep | 就證券提供意見 | - | 2003-10-21 | |
| Rep | 提供資產管理 | - | 2003-10-21 | |
| Rep | 證券交易 | - | 2003-10-21 |