| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BERICH BROKERAGE LIMITED | Rep | 證券交易 | 2012-03-27 | 2022-11-04 |
| Quam Securities Limited | Rep | 證券交易 | 2010-08-16 | 2012-03-01 |
| BERICH BROKERAGE LIMITED | Rep | 證券交易 | 2008-01-22 | 2010-08-01 |
| Rep | 就機構融資提供意見 | - | 2004-01-10 | |
| Rep | 就證券提供意見 | - | 2004-01-10 | |
| Rep | 提供資產管理 | - | 2004-01-10 | |
| Rep | 證券交易 | - | 2007-09-15 |