| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Eddid Securities and Futures Limited | Rep | 槓桿式外匯交易 | 2024-10-24 | - |
| RO | 就期貨合約提供意見 | 2022-12-14 | - | |
| RO | 就證券提供意見 | 2022-12-14 | - | |
| RO | 提供資產管理 | 2022-12-14 | - | |
| RO | 期貨合約交易 | 2022-12-14 | - | |
| RO | 證券交易 | 2022-12-14 | - | |
| Rep | 就期貨合約提供意見 | 2022-12-13 | 2022-12-14 | |
| Rep | 就證券提供意見 | 2022-12-13 | 2022-12-14 | |
| Rep | 提供資產管理 | 2022-12-13 | 2022-12-14 | |
| Rep | 期貨合約交易 | 2022-12-13 | 2022-12-14 | |
| Rep | 證券交易 | 2022-12-13 | 2022-12-14 | |
| SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 就期貨合約提供意見 | 2019-04-03 | 2022-08-19 |
| RO | 就證券提供意見 | 2019-04-03 | 2022-08-19 | |
| RO | 提供資產管理 | 2019-04-03 | 2022-08-19 | |
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2019-04-03 | 2022-08-19 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | RO | 證券交易 | 2019-04-03 | 2022-08-19 |
| Quam Securities Limited | RO | 提供資產管理 | 2016-12-13 | 2018-11-30 |
| RO | 就證券提供意見 | 2016-09-21 | 2018-11-30 | |
| RO | 期貨合約交易 | 2016-01-13 | 2018-11-30 | |
| RO | 證券交易 | 2015-10-23 | 2018-11-30 | |
| Rep | 提供資產管理 | 2011-07-22 | 2016-12-13 | |
| Rep | 證券交易 | 2009-06-22 | 2015-10-23 | |
| Rep | 期貨合約交易 | 2009-06-22 | 2016-01-13 |
已採集記錄中暫無金管局登記。