| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORPORATE BROKERS LIMITED | Rep | 證券交易 | 2015-01-13 | - |
| Quam Securities Limited | Rep | 期貨合約交易 | 2011-09-09 | 2013-10-19 |
| Rep | 證券交易 | 2011-09-09 | 2013-10-19 | |
| CORPORATE COMMODITIES LIMITED | Rep | 期貨合約交易 | 2003-08-08 | 2011-09-06 |
| CORPORATE BROKERS LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-06 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-08-06 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-06 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-06 | |
| Rep | 證券交易 | 2003-04-01 | 2011-09-06 |