Personnel Hong Kong SFC License Details (ID 93104)

Personnel Hong Kong SFC License Details (ID 93104)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Quam Securities Limited	Rep	期貨合約交易	2007-07-04	2024-02-29
	Rep	證券交易	2007-07-04	2024-02-29
CITIC Securities Brokerage (HK) Limited	Rep	證券交易	2007-04-17	2007-06-19
CITIC Securities Futures (HK) Limited	Rep	期貨合約交易	2007-04-17	2007-06-19
Quam Securities Limited	Rep	期貨合約交易	2006-07-18	2007-04-10
	Rep	證券交易	2006-07-18	2007-04-10
ROCTEC FUTURES TRADING COMPANY LIMITED	Rep	期貨合約交易	2006-06-22	2006-07-06
ROCTEC SECURITIES COMPANY LIMITED	Rep	證券交易	2006-06-22	2006-07-06
BERICH BROKERAGE LIMITED	Rep	證券交易	2004-01-09	2006-06-10
BERICH FUTURES (H.K.) COMPANY LIMITED	Rep	期貨合約交易	2003-11-17	2006-06-10
TOPMORE COMMODITIES LIMITED	Rep	期貨合約交易	2003-05-10	2003-11-11