| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 提供資產管理 | 2015-07-27 | - |
| Rep | 期貨合約交易 | 2011-09-07 | - | |
| Rep | 證券交易 | 2011-09-07 | - | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2009-04-01 | 2011-09-02 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-04-01 | 2011-09-02 |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2007-03-05 | 2009-03-26 |
| Rep | 證券交易 | 2007-03-05 | 2009-03-26 |
已採集記錄中暫無金管局登記。