| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 提供資產管理 | 2013-06-28 | 2026-01-05 |
| Rep | 證券交易 | 2011-05-26 | 2026-01-05 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2004-11-15 | 2011-05-17 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2003-05-15 | 2004-11-15 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就機構融資提供意見 | - | 2003-05-15 |
| Rep | 就證券提供意見 | - | 2003-05-15 | |
| Rep | 提供資產管理 | - | 2003-05-15 | |
| Rep | 提供自動化交易服務 | - | 2003-05-15 | |
| Rep | 證券交易 | - | 2003-05-15 |