| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORPORATE BROKERS LIMITED | Rep | 證券交易 | 2012-08-06 | - |
| CORPORATE COMMODITIES LIMITED | Rep | 期貨合約交易 | 2012-08-06 | - |
| Quam Securities Limited | Rep | 期貨合約交易 | 2011-02-02 | 2012-07-28 |
| Rep | 證券交易 | 2011-02-02 | 2012-07-28 | |
| CORPORATE BROKERS LIMITED | Rep | 證券交易 | 2006-02-27 | 2011-01-24 |
| CORPORATE COMMODITIES LIMITED | Rep | 期貨合約交易 | 2006-02-27 | 2011-01-24 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2006-01-04 | 2006-02-20 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2005-10-26 | 2006-02-20 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2004-11-06 | 2005-10-14 |