| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB Securities Limited | RO | 證券交易 | 2025-10-08 | - |
| BOCOM International Securities Limited | RO | 就證券提供意見 | 2024-08-14 | 2025-05-16 |
| Rep | 就證券提供意見 | 2021-03-30 | 2024-08-14 | |
| RO | 就期貨合約提供意見 | 2021-03-30 | 2025-05-16 | |
| RO | 期貨合約交易 | 2021-03-30 | 2025-05-16 | |
| RO | 證券交易 | 2021-03-30 | 2025-05-16 | |
| Rep | 就期貨合約提供意見 | 2021-03-04 | 2021-03-30 | |
| Rep | 期貨合約交易 | 2021-03-04 | 2021-03-30 | |
| Rep | 證券交易 | 2021-03-04 | 2021-03-30 | |
| VALUABLE CAPITAL LIMITED | Rep | 就期貨合約提供意見 | 2021-01-20 | 2021-01-31 |
| Rep | 期貨合約交易 | 2021-01-20 | 2021-01-31 | |
| Rep | 證券交易 | 2021-01-20 | 2021-01-31 | |
| Soochow Securities International Brokerage Limited | RO | 證券交易 | 2019-09-03 | 2020-11-15 |
| Soochow Securities International Futures Limited | RO | 就期貨合約提供意見 | 2019-09-03 | 2020-11-15 |
| RO | 期貨合約交易 | 2019-09-03 | 2020-11-15 | |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2019-06-10 | 2019-09-03 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2019-06-10 | 2019-09-03 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2013-04-12 | 2019-06-02 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2013-04-12 | 2019-06-02 |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 證券交易 | 2011-08-10 | 2013-04-06 |
| BOCI SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2011-04-21 | 2011-07-29 |
| Rep | 期貨合約交易 | 2007-05-31 | 2011-07-29 | |
| Rep | 證券交易 | 2007-05-31 | 2011-07-29 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2006-01-24 | 2007-05-26 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2005-10-14 | 2007-05-26 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2005-10-14 | 2007-05-26 |
已採集記錄中暫無金管局登記。