| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就證券提供意見 | 2017-05-16 | 2022-08-01 |
| Rep | 證券交易 | 2017-05-16 | 2022-08-01 | |
| RO | 證券交易 | 2009-03-17 | 2017-05-16 | |
| Rep | 證券交易 | 2007-09-04 | 2009-03-17 | |
| RO | 就證券提供意見 | 2007-09-04 | 2017-05-16 | |
| Rep | 就期貨合約提供意見 | 2007-09-04 | 2022-08-01 | |
| Rep | 期貨合約交易 | 2007-09-04 | 2022-08-01 | |
| MEGAHUB FINANCE ACADEMY LIMITED | RO | 就證券提供意見 | - | 2007-02-16 |