| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SIGULER GUFF (HONG KONG) LIMITED | RO | 證券交易 | 2019-06-21 | - |
| CAIIS Limited | Rep | 就證券提供意見 | 2012-07-12 | 2016-08-26 |
| Rep | 證券交易 | 2012-07-12 | 2016-08-26 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就證券提供意見 | 2011-05-06 | 2012-06-30 |
| Rep | 證券交易 | 2011-05-06 | 2012-06-30 |