| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-06-12 | - |
| Rep | 證券交易 | 2023-06-12 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-06-12 | - |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就證券提供意見 | 2006-07-10 | 2023-05-31 |
| Rep | 就期貨合約提供意見 | 2006-06-27 | 2023-05-31 | |
| Rep | 期貨合約交易 | 2006-06-27 | 2023-05-31 | |
| Rep | 證券交易 | 2006-06-27 | 2023-05-31 | |
| FT Securities Limited | Rep | 就期貨合約提供意見 | 2005-09-30 | 2006-06-14 |
| Rep | 期貨合約交易 | 2005-09-30 | 2006-06-14 | |
| Rep | 證券交易 | 2005-03-16 | 2006-06-14 | |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-03-16 | 2005-10-04 |