| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2010-11-01 | 2015-10-02 |
| Rep | 就證券提供意見 | 2010-11-01 | 2015-10-02 | |
| Rep | 期貨合約交易 | 2010-11-01 | 2015-10-02 | |
| Rep | 證券交易 | 2010-11-01 | 2015-10-02 | |
| FT Securities Limited | Rep | 就期貨合約提供意見 | 2006-06-22 | 2010-10-31 |
| Rep | 期貨合約交易 | 2006-06-22 | 2010-10-31 | |
| Rep | 證券交易 | 2006-06-22 | 2010-10-31 |