| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2016-09-06 | - |
| Rep | 證券交易 | 2016-09-06 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-09-06 | - |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2006-07-28 | 2016-08-02 |
| Rep | 就證券提供意見 | 2006-07-28 | 2016-08-02 | |
| Rep | 期貨合約交易 | 2006-07-17 | 2016-08-02 | |
| Rep | 證券交易 | 2006-07-17 | 2016-08-02 | |
| FT Securities Limited | Rep | 期貨合約交易 | 2005-11-01 | 2006-06-17 |
| Rep | 證券交易 | 2005-11-01 | 2006-06-17 |
已採集記錄中暫無金管局登記。