| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2018-09-03 | 2021-03-14 |
| Rep | 就證券提供意見 | 2018-09-03 | 2021-03-14 | |
| Rep | 證券交易 | 2018-09-03 | 2021-03-14 | |
| CGS International Securities Hong Kong Limited | Rep | 就機構融資提供意見 | 2012-07-03 | 2015-10-15 |
| Rep | 證券交易 | 2012-07-03 | 2015-10-15 | |
| RBS Asia Corporate Finance Limited | Rep | 就機構融資提供意見 | 2009-04-08 | 2012-06-30 |
| Rep | 證券交易 | 2009-04-08 | 2012-06-30 |