| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | RO | 就機構融資提供意見 | 2024-02-08 | - |
| Rep | 就機構融資提供意見 | 2023-07-12 | 2024-02-08 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2018-11-02 | 2023-04-28 |
| Rep | 就證券提供意見 | 2018-11-02 | 2023-04-28 | |
| Rep | 證券交易 | 2018-11-02 | 2023-04-28 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2017-10-11 | 2018-10-19 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2013-03-28 | 2017-07-19 |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 就機構融資提供意見 | 2012-11-12 | 2016-12-31 |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2012-03-21 | 2012-11-01 |
| RBS Asia Corporate Finance Limited | Rep | 就機構融資提供意見 | 2011-07-11 | 2012-02-11 |
| Rep | 證券交易 | 2011-07-11 | 2012-02-11 |
已採集記錄中暫無金管局登記。