| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2019-09-26 | 2019-10-04 |
| RO | 證券交易 | 2012-07-03 | 2019-06-25 | |
| Credit Agricole Securities (Asia) Limited | RO | 證券交易 | 2006-08-25 | 2012-06-30 |
| Rep | 證券交易 | 2006-07-10 | 2006-08-25 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2003-05-27 | 2006-05-30 |