| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2025-03-07 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2012-10-04 | - |
| Rep | 證券交易 | 2012-10-04 | - | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2012-10-04 | 2016-10-10 |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2010-11-24 | 2011-12-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-02-26 | 2010-07-21 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-02-26 | 2010-07-21 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-02-26 | 2010-07-21 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就證券提供意見 | 2006-08-03 | 2007-01-15 |
金管局記錄暫時無法載入，請稍後重試。