| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | 就證券提供意見 | 2016-02-04 | 2017-04-29 |
| Rep | 提供資產管理 | 2016-02-04 | 2017-04-29 | |
| Rep | 證券交易 | 2016-02-04 | 2017-04-29 | |
| CGS International Securities Hong Kong Limited | Rep | 就證券提供意見 | 2012-07-03 | 2013-02-28 |
| Credit Agricole Securities (Asia) Limited | Rep | 就證券提供意見 | 2010-05-26 | 2012-06-30 |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2003-06-02 | 2008-12-28 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2003-04-08 |
| Rep | 就證券提供意見 | - | 2003-04-08 | |
| Rep | 提供資產管理 | - | 2003-04-08 |