| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Planetree Securities Limited | Rep | 證券交易 | 2012-09-19 | 2016-07-07 |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2010-02-05 | 2012-03-23 |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2008-07-23 | 2009-02-23 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 證券交易 | 2008-07-23 | 2009-02-23 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-08-17 | 2008-07-11 |
| Rep | 證券交易 | 2007-08-17 | 2008-07-11 |