| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 就證券提供意見 | 2019-07-16 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2017-08-29 | 2019-04-17 |
| BOCI RESEARCH LIMITED | Rep | 就證券提供意見 | 2016-10-12 | 2017-08-21 |
| Citigroup Global Markets Asia Limited | Rep | 就證券提供意見 | 2014-07-11 | 2016-07-22 |
| BOCI RESEARCH LIMITED | Rep | 就證券提供意見 | 2012-07-26 | 2014-07-01 |
| Credit Agricole Securities (Asia) Limited | Rep | 就證券提供意見 | 2011-06-28 | 2012-04-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2010-04-08 | 2011-03-01 |
| Rep | 證券交易 | 2007-03-13 | 2011-03-01 |
已採集記錄中暫無金管局登記。