| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2012-07-03 | 2016-01-29 |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2011-07-11 | 2012-06-30 |
| Rep | 就證券提供意見 | 2010-05-26 | 2011-06-28 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2008-01-17 | 2008-12-05 |
| Rep | 期貨合約交易 | 2007-02-06 | 2007-10-27 | |
| Rep | 證券交易 | 2007-02-06 | 2007-10-27 |