| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2020-10-05 | - |
| Rep | 證券交易 | 2020-09-01 | - | |
| Virtu ITG Hong Kong Limited | Rep | 提供自動化交易服務 | 2016-07-07 | 2020-08-15 |
| Rep | 證券交易 | 2016-07-07 | 2020-08-15 | |
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2012-07-03 | 2016-04-08 |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2007-10-30 | 2012-06-30 |
已採集記錄中暫無金管局登記。