| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | Rep | 提供資產管理 | 2020-12-08 | - |
| BFAM Partners (Hong Kong) Limited | Rep | 提供資產管理 | 2018-02-08 | 2020-04-17 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-02-23 | 2017-11-06 |
| Rep | 證券交易 | 2016-02-23 | 2017-11-06 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2015-09-15 | 2015-10-27 |
| Rep | 就證券提供意見 | 2015-09-15 | 2015-10-27 | |
| Rep | 期貨合約交易 | 2015-09-15 | 2015-10-27 | |
| Rep | 證券交易 | 2015-09-15 | 2015-10-27 | |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2006-09-13 | 2014-02-08 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2004-06-07 | 2006-09-01 |
已採集記錄中暫無金管局登記。