| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MACQUARIE CAPITAL LIMITED | Rep | 就證券提供意見 | 2015-02-13 | 2019-07-25 |
| CGS International Securities Hong Kong Limited | Rep | 就證券提供意見 | 2012-07-03 | 2013-04-03 |
| Credit Agricole Securities (Asia) Limited | Rep | 就證券提供意見 | 2008-10-13 | 2012-06-30 |
| BEAR STEARNS ASIA LIMITED | Rep | 就證券提供意見 | 2007-08-15 | 2008-05-30 |