| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2015-09-22 | 2018-10-07 |
| Rep | 就證券提供意見 | 2014-10-16 | 2018-10-07 | |
| Rep | 證券交易 | 2014-10-16 | 2018-10-07 | |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2010-03-19 | 2014-09-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-05-02 | 2008-11-19 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-05-02 | 2008-11-19 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-05-02 | 2008-11-19 |