| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2021-11-11 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2018-07-11 | 2021-07-16 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2018-07-11 | 2021-07-16 |
| Rep | 證券交易 | 2018-07-11 | 2021-07-16 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2015-01-27 | 2018-03-28 |
| Rep | 證券交易 | 2013-10-23 | 2018-03-28 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2013-05-15 | 2013-11-01 |
| Rep | 期貨合約交易 | 2013-05-15 | 2018-03-28 | |
| Rep | 證券交易 | 2013-05-15 | 2018-03-28 | |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2007-06-12 | 2013-03-16 |