| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Premia Partners Company Limited | RO | 就證券提供意見 | 2017-03-09 | - |
| RO | 提供資產管理 | 2017-03-09 | - | |
| RO | 證券交易 | 2017-03-09 | - | |
| ICBC UBS Asset Management (International) Company Limited | RO | 證券交易 | 2016-09-05 | 2016-11-25 |
| Rep | 證券交易 | 2016-03-16 | 2016-09-05 | |
| Rep | 就證券提供意見 | 2015-11-19 | 2016-11-25 | |
| Rep | 提供資產管理 | 2015-11-19 | 2016-11-25 | |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2013-05-06 | 2015-09-30 |
| Rep | 提供資產管理 | 2013-05-06 | 2015-09-30 | |
| Rep | 證券交易 | 2013-05-06 | 2015-09-30 | |
| SMART ASSET MANAGEMENT LIMITED (HK) | Rep | 就證券提供意見 | 2013-03-01 | 2013-04-15 |
| Rep | 提供資產管理 | 2013-03-01 | 2013-04-15 | |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2006-02-17 | 2012-06-01 |
已採集記錄中暫無金管局登記。