| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2011-07-29 | 2013-01-15 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2009-02-17 | 2011-04-01 |
| Rep | 證券交易 | 2009-02-17 | 2011-04-01 | |
| Rep | 期貨合約交易 | 2007-09-12 | 2008-12-05 | |
| Rep | 證券交易 | 2007-09-12 | 2008-12-05 |