| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BestEx Asia Limited | Rep | 證券交易 | 2019-05-20 | 2022-01-31 |
| MIRABAUD (ASIA) LIMITED | Rep | 就證券提供意見 | 2016-09-29 | 2016-11-11 |
| Rep | 證券交易 | 2016-09-29 | 2016-11-11 | |
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2012-07-03 | 2016-01-16 |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2011-02-02 | 2012-06-30 |
| CLSA LIMITED | Rep | 就機構融資提供意見 | - | 2004-03-16 |
| Rep | 就證券提供意見 | - | 2004-03-16 | |
| Rep | 提供資產管理 | - | 2004-03-16 | |
| Rep | 證券交易 | - | 2010-09-20 |