| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2025-07-30 | - |
| Rep | 證券交易 | 2025-07-30 | - | |
| ABCI Securities Company Limited | Rep | 就證券提供意見 | 2025-05-29 | 2025-06-27 |
| Rep | 證券交易 | 2025-05-29 | 2025-06-27 | |
| Macquarie Asia Securities Limited | Rep | 就證券提供意見 | 2022-09-16 | 2023-08-18 |
| Rep | 證券交易 | 2022-09-16 | 2023-08-18 | |
| CLSA LIMITED | Rep | 證券交易 | 2014-04-28 | 2022-06-16 |
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2012-07-03 | 2014-03-20 |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2011-08-08 | 2012-06-30 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-03-22 | 2011-06-01 |
| INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC) | Rep | 提供資產管理 | 2008-01-08 | 2011-03-14 |
已採集記錄中暫無金管局登記。