| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2019-06-14 |
| Rep | 證券交易 | 2012-09-27 | 2017-10-02 | |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2009-03-25 | 2012-06-30 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2008-09-26 | 2008-12-01 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2007-10-03 | 2008-07-18 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 證券交易 | 2007-05-10 | 2007-09-22 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2004-02-03 |
| Rep | 就證券提供意見 | - | 2004-02-03 | |
| Rep | 提供資產管理 | - | 2004-02-03 | |
| Rep | 證券交易 | - | 2007-04-20 |