| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SDG Asset Management (HK) Limited | RO | 就證券提供意見 | 2026-09-03 | - |
| RO | 提供資產管理 | 2026-09-03 | - | |
| SDG Securities (HK) Limited | RO | 就證券提供意見 | 2026-09-03 | - |
| RO | 證券交易 | 2026-09-03 | - | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2025-05-16 | 2026-06-22 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-11-22 | 2025-02-28 |
| Rep | 期貨合約交易 | 2023-11-22 | 2025-02-28 | |
| Rep | 證券交易 | 2023-11-22 | 2025-02-28 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2012-10-31 | 2014-04-12 |
| Rep | 證券交易 | 2012-10-31 | 2014-04-12 | |
| Credit Agricole Securities (Asia) Limited | Rep | 就證券提供意見 | 2010-11-03 | 2012-06-16 |