| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 期貨合約交易 | 2016-11-04 | 2021-06-09 |
| JS SECURITIES LIMITED (HK) | Rep | 證券交易 | 2016-08-30 | 2020-02-28 |
| CN FIRST INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2013-09-25 | 2015-09-09 |
| REALINK FINANCIAL TRADE LIMITED | RO | 期貨合約交易 | 2009-09-29 | 2011-10-14 |
| Rep | 證券交易 | 2009-09-29 | 2011-10-14 | |
| KAISER FUTURES LIMITED | Rep | 期貨合約交易 | 2008-04-22 | 2008-06-10 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2006-05-04 | 2008-01-21 |
| KAISER FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2005-02-18 |
| Rep | 提供資產管理 | - | 2005-02-18 | |
| Rep | 期貨合約交易 | - | 2006-04-30 |