| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Redford Asset Management Limited | Rep | 提供資產管理 | 2010-09-15 | 2011-09-26 |
| PERFECT ASSET MANAGEMENT LIMITED (HK) | Rep | 就證券提供意見 | 2007-09-27 | 2009-02-24 |
| THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2005-11-29 | 2007-06-30 |
| T G HOLBORN (HK) LIMITED | Rep | 就證券提供意見 | 2005-08-24 | 2005-10-08 |