| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2012-06-06 | 2012-10-24 |
| Rep | 證券交易 | 2012-06-06 | 2012-10-24 | |
| Redford Asset Management Limited | Rep | 就證券提供意見 | 2010-06-10 | 2012-03-30 |
| Rep | 提供資產管理 | 2010-01-27 | 2012-03-30 | |
| REDFORD SECURITIES LIMITED | Rep | 證券交易 | 2009-05-15 | 2012-03-30 |
| CASH Wealth Management Limited | Rep | 提供資產管理 | 2007-11-19 | 2009-01-24 |
| Rep | 就證券提供意見 | 2007-02-01 | 2009-01-24 |