| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ONE CHINA SECURITIES LIMITED | Rep | 證券交易 | 2013-12-02 | - |
| REDFORD SECURITIES LIMITED | Rep | 證券交易 | 2010-06-01 | 2013-11-25 |
| ONE CHINA SECURITIES LIMITED | Rep | 證券交易 | 2009-06-11 | 2010-05-28 |
| HANG TUNG SECURITIES LIMITED | Rep | 證券交易 | 2008-07-30 | 2009-04-01 |