| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MACQUARIE CAPITAL LIMITED | RO | 就證券提供意見 | 2024-01-29 | - |
| Rep | 就證券提供意見 | 2023-03-01 | 2024-01-29 | |
| Chocolate Asset Management Limited | Rep | 提供資產管理 | 2021-01-11 | 2022-12-02 |
| Barrenjoey Asia Limited | RO | 證券交易 | 2015-01-21 | 2015-06-19 |
| Religare Capital Markets (Hong Kong) Limited | RO | 就證券提供意見 | 2009-09-22 | 2014-06-05 |
| Rep | 證券交易 | 2008-08-04 | 2014-06-05 | |
| SFGHK Limited | Rep | 證券交易 | 2007-09-21 | 2008-05-09 |
| Citigroup Global Markets Asia Limited | Rep | 就證券提供意見 | 2006-05-22 | 2007-06-06 |
| MACQUARIE CAPITAL LIMITED | Rep | 就證券提供意見 | 2004-09-07 | 2006-04-25 |
已採集記錄中暫無金管局登記。