| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Religare Capital Markets (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2012-05-14 | 2013-05-27 |
| Rep | 就證券提供意見 | 2011-07-14 | 2013-05-27 | |
| Rep | 證券交易 | 2011-07-14 | 2013-05-27 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2007-09-05 | 2010-06-24 |
| Rep | 證券交易 | 2007-09-05 | 2010-06-24 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2007-09-05 | 2010-06-24 |