| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就期貨合約提供意見 | 2021-06-07 | - |
| Rep | 就證券提供意見 | 2021-06-07 | - | |
| Rep | 證券交易 | 2021-06-07 | - | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2021-06-07 | - |
| Rep | 期貨合約交易 | 2021-06-07 | - | |
| Rep | 證券交易 | 2021-06-07 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2016-12-19 | 2021-03-05 |
| Rep | 證券交易 | 2016-12-19 | 2021-03-05 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2014-01-03 | 2021-03-05 |
| Rep | 證券交易 | 2014-01-03 | 2021-03-05 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2014-01-03 | 2016-12-18 |
| Rep | 證券交易 | 2014-01-03 | 2016-12-18 | |
| Religare Capital Markets (Hong Kong) Limited | Rep | 證券交易 | 2009-12-07 | 2013-12-31 |
| SFGHK Limited | Rep | 證券交易 | 2009-04-30 | 2009-11-27 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 證券交易 | 2008-02-01 | 2009-03-03 |
已採集記錄中暫無金管局登記。