| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2022-04-27 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-01-30 | 2018-06-25 |
| Rep | 證券交易 | 2016-03-23 | 2018-06-25 | |
| J Capital Research Limited | Rep | 就證券提供意見 | 2012-09-17 | 2013-01-31 |
| Religare Capital Markets (Hong Kong) Limited | Rep | 就證券提供意見 | 2011-06-24 | 2012-07-20 |